As a Capital Market Services (CMS) License holder, we are required to qualify all investors before giving access to the listings on offer for investors to participate.
The Customer Knowledge Assessment (CKA) or Suitability Assessment (SAT) have to be completed under personal offers made in reliance on the small offers exemptions. Similarly, acknowledging the Risk Disclosure at the end of the Subscription Agreement is also part of the requirements.
Finally, we request the following information as part of our due diligence process:
Your identification document(s)
Your employment and/or business details
Source of Wealth
While we try to make the on-boarding process as hassle-free as possible for you, do reach out to us if there are ways we can further improve the on-boarding process.